A Daily Network publication

bank

UBS Financial Services

WEEHAWKEN, NJ

CRD: 8174

In network coverage since August 20, 2026 · 15 stories

$916BRegulatory AUMSEC Form ADV · Oct 17

12,524EmployeesForm ADV

-7Talent net · 12 months0 in · 7 out

Regulatory AUM · Aug 22 – Oct 17

Observed recruiting events · 12 monthsOn the wire →

Net -7 · 0 incoming events · 7 outgoing events

Arrivals

None tracked.

Departures

Pearsall Wealth Management of Raymond James

Aug 20 · to Raymond James & Associates

Murray Street Wealth Advisors

Aug 21 · to FiNet

Aug 25 · to Cresset

Redstone Wealth Management Group

Sep 11 · to Wedbush

The Compass Group of Raymond James

Oct 16 · to Raymond James & Associates

Strong Wealth Management Group of Wells Fargo Advisors

Oct 20 · to Wells Fargo Advisors

Network coverage

Moves

Wells Fargo Advisors hires Morgan Stanley's Eric Smith in Naples

Smith managed more than $400 million at Morgan Stanley and is the second Naples-based addition for Wells Fargo Advisors this month.

The Close · Oct 17Wells Fargo adds $900 million in recruits; Janney lands $3.3 billion Raymond James team

Features · Oct 17Janney opens Houston with $3.3B Raymond James team; Ameriprise recruits three RBC teams

Moves · Oct 16Ameriprise recruits three RBC teams with nearly $1.2B and Wells adds nearly $900M

Moves · Sep 18Cresset Bought a Business, Not a $4 Billion Book

move · Sep 15Six Modern Wealth advisors left as it acquired $710 million in assets

Moves · Sep 10Wedbush adds a $500 million UBS team in Greensboro

Moves · Sep 2Three breakaways, $945 million, and the fight moves inside the channel

Moves · Aug 26Cresset's Boca Raton liftout is a CPA template with $4 billion attached

Moves · Aug 25Cresset pulls $4B UBS team into Boca Raton

Features · Aug 23FiNet's bank-team raid redraws the independent channel

Moves · Aug 21FiNet wins back a UBS team and adds an Ameriprise practice

advisor_note · Aug 21Schwab keeps the small accounts. Edward Jones buys in.

Moves · Aug 21LPL and Raymond James land $590M in advisor moves

Moves · Aug 20Raymond James lands $400M UBS veteran in Glens Falls

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