other

UBS

CRD: 108754

In network coverage since October 16, 2026 · 16+ stories

1Deals on our tracker

-2Talent net · 12 months8 in · 10 out

Observed recruiting events · 12 monthsOn the wire →

Net -2 · 8 incoming events · 10 outgoing events

Arrivals

Mitch Edwards

Aug 13 · from Morgan Stanley

Jeff Stanley

Aug 13 · from Morgan Stanley

Jesse Flatt

Aug 31 · from Bank of America Private Bank

Lumina Wealth Partners

Aug 31 · from Bernstein Private Wealth Management

The Hall Wealth Management Group

Sep 4 · from Merrill Lynch

Caitlin Alcon

Sep 4 · from Morgan Stanley

Departures

Jason Stephens

Aug 17 · to Evertern Wealth

Nathan Matthews

Aug 21 · to Wells Fargo Advisors

John Vazquez

Sep 11 · to Merrill Lynch

Shafer Block Wealth Management

Sep 15 · to NewEdge Wealth

The Cullman/Holt Group

Sep 30 · to Ascend Advisory Group

Michael Bober

Aug 25 · to Cresset Capital Management

Deal recordFull tracker →

Aug 20, 26Deal announcedUBS Bank USA — coverage

Network coverage

Moves

Janney, Osaic, Rockefeller listed as adding teams worth $7B combined

Three reported moves from Raymond James, LPL and Truist come to $7 billion together, inside a week of $64.6 billion in tracked team assets.

Moves · Oct 23RBC hires Shawn Bernhard for Texas South; DPL names two

Data · Oct 23Merrill lifts 2027 growth bar to $7.5M as RBC hires $1B UBS team

Moves · Oct 22RBC Wealth Management hires UBS's $1B Nepa/Susco team in Pittsburgh

Moves · Oct 22RBC Wealth Management hires UBS team in Pittsburgh that oversaw more than $1B

Deals & PE · Oct 22Elevation Point takes minority stake in Truing Capital Advisors, a $750M ex-UBS team

Data · Oct 22LPL replaces advisor recruiting chief as executive changes outpace liftouts

Data · Oct 22Advisor moves outnumber announced wealth deals in 30 days; LPL is busiest

Data · Oct 21LPL Financial adds $5.4 billion in advisor teams and leads 30-day record by 47 events

M&A · Oct 20Elevation Point takes minority stake in $750M ex-UBS team Truing Capital Advisors

Data · Oct 20Kestra, Retirement Planning Group and Raymond James Financial Services trail LPL in 30-day advisor events

Data · Oct 19Schwab reports record $24 billion managed investing flows as it develops proprietary long-short strategy

Moves · Oct 19LPL adds $5.4 billion in advisor teams; Indivisible recruits $1.1 billion RBC group

Data · Oct 17LPL leads 30-day advisor activity; Kestra Private Wealth Services is third with 71

Features · Oct 17Merrill adds $1.2B UBS team in Santa Fe; Glassel and Fox to join &Partners

move · Oct 16Ameriprise adds three RBC teams with $1.2 billion; Wells Fargo adds $900 million