custodian

LPL Financial

FORT MILL, SC

CRD: 6413

In network coverage since October 20, 2026 · 16+ stories

$819BRegulatory AUMSEC Form ADV · Oct 17

41,879EmployeesForm ADV

7Deals on our tracker

+17Talent net · 12 months21 in · 4 out

Regulatory AUM · Aug 16 – Oct 17

Observed recruiting events · 12 monthsOn the wire →

Net +17 · 21 incoming events · 4 outgoing events

Matt Roberts, Kent Voges

Aug 13 · team liftout

Arrivals

HighWater Wealth

Aug 18 · from U.S. Bank

Chris Stockton

Aug 18 · from Edward Jones

McCutchen Wesson Wealth Advisors

Aug 20 · from Edward Jones

Paxel Financial Consulting

Aug 25 · from Cetera

Mariner Advisor Network

Aug 25 · from Mariner Advisor Network

Preferred Financial Group

Aug 25 · from Harbour Investments

Departures

O'Reilly LLC

Aug 19 · to Millenia Investments

Sierra Ridge Advisor Group

Aug 31 · to Cetera

WFA Volare

Sep 11 · to WFA Volare

ICG next

Oct 21 · to Osaic

Deal recordFull tracker →

Oct 19, 26Deal announcedZocks — coverage

Sep 21, 26Deal announcedPrivate Advisor Group · Mariner Advisor Network — coverage

Aug 25, 26Deal closedMariner Advisor Network — coverage

Aug 16, 26Deal announcedFINNY AI — coverage

Jul 27, 26Deal announced

Jun 30, 26Deal closedGood Life Advisors

Jun 30, 26Deal announcedGood Life Advisors

Network coverage

Moves

Modern Wealth acquires 4thGEN, a $330M California practice

The Lodi practice's three advisors and two support staff join a buyer that reports more than $16 billion in client assets.

Moves · Oct 23Janney, Osaic, Rockefeller listed as adding teams worth $7B combined

Moves · Oct 22RBC Wealth Management hires UBS's $1B Nepa/Susco team in Pittsburgh

Data · Oct 22LPL replaces advisor recruiting chief as executive changes outpace liftouts

Data · Oct 22Advisor moves outnumber announced wealth deals in 30 days; LPL is busiest

move · Oct 22Kintra Wealth adds Scott Seymour's $355M practice to advisor-owned platform

Moves · Oct 22Kintra Wealth adds Scott Seymour's $355M Great Scott practice

Features · Oct 22Mariner and Wealthcare pitch advisors on giving up Form ADV to join 1099 platforms

Moves · Oct 21LPL names Ken Hullings head of advisor recruiting

Deals & PE · Oct 21RIA deal volume falls 17% in Q3 as $5B-plus sellers set record

Moves · Oct 21ICG next moves $2.3 billion from LPL to Osaic, citing platform and deal support

Data · Oct 21LPL Financial adds $5.4 billion in advisor teams and leads 30-day record by 47 events

M&A · Oct 20LPL and broker-dealer rivals push deeper into RIA M&A as third-quarter volume falls 17%

move · Oct 20Prudential Wealth Advisors to centralize recruiting, targeting 2027 launch

exit · Oct 20DeVoe: RIA deal volume down 17% as broker-dealers enter M&A

Moves · Oct 20Prudential Wealth Advisors builds centralized recruiting unit for 2027