A Daily Network publication

ria

Mariner

OVERLAND PARK,, KS

CRD: 151664

In network coverage since August 14, 2026 · 16+ stories

$2.8BRegulatory AUMSEC Form ADV · Oct 17

13EmployeesForm ADV

Regulatory AUM · Aug 16 – Oct 17

Network coverage

Features

Mariner and Wealthcare pitch advisors on giving up Form ADV to join 1099 platforms

Regan said a $250 million advisor facing an SEC cybersecurity review would be 'dead in the water for six weeks.'

practice · Oct 22Focus hires AI startup Nevis to rebuild data flows across its 90 RIAs

move · Oct 21Wealthcare, Mariner pitch 1099 affiliation to advisors fed up with Form ADV work

RIA · Oct 21Mariner and Wealthcare pitch giving up Form ADV to join 1099 platforms

The Close · Sep 21Convergence is buying the top of the market, not the middle

M&A · Sep 15Creative Planning is buying the gatekeeper, not the $4.3 trillion book

practice · Sep 14Schwab's Claude exclusive puts a $4,800 AI seat on 16,000 RIAs

practice · Sep 14The AI race moves to what happens after the meeting

advisor_note · Sep 12Mariner's $175 million bot budget is a supervision purchase

Features · Sep 12RIA checks are now retention swaps

advisor_note · Sep 3Aquiline's Flourish Deal Puts Cash Sweeps in the Boardroom

M&A · Sep 2Aquiline's Flourish control is a distribution play

Data · Sep 1Eleven breakaways, 979 moves: custody is now the contract

M&A · Aug 26RIA deal count dips as acquired assets nearly double to $342.9 billion

move · Aug 18Cetera's fifth channel puts every independence option under one roof

RIA · Aug 14Schwab targets $1 trillion in self-directed assets for its RIA

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