A Daily Network publication

ria

Wealthcare

In network coverage since September 16, 2026 · 7 stories

Network coverage

Features

Mariner and Wealthcare pitch advisors on giving up Form ADV to join 1099 platforms

Regan said a $250 million advisor facing an SEC cybersecurity review would be 'dead in the water for six weeks.'

move · Oct 21Wealthcare, Mariner pitch 1099 affiliation to advisors fed up with Form ADV work

RIA · Oct 21Mariner and Wealthcare pitch giving up Form ADV to join 1099 platforms

RIA · Oct 14Sammons rebrands wealth holding company as Criterion, grouping three RIAs

Features · Oct 13Sammons Financial Group launches Criterion, a three-RIA holding company with $27B AUM/A

M&A · Oct 13Sammons launches Criterion, holding company for three RIAs with $27B in AUM/A

practice · Sep 16RIA buyers have more capital than ever; holding period now wins deals

THE DESK BRIEF

Flows, fee cuts, and closure risk on the funds you watch — every trading morning.