Team move
The Compass Group of Raymond James
UBS Financial Services → Raymond James & Associates
What changed
With 30-plus years in the industry, 15 at UBS, he moved with Ken Montal to Raymond James' employee channel as The Compass Group, managing $245M.
- Reported / discovered
- Oct 16, 2026
- Effective
- Not reported
- New role
- Managing director
- Previous role
- Not reported
- Market
- Paramus, NJ
- Reported book
- $245M
- Reported team size
- 3 people
- Named people
- 3
Reported book AUM is not a confirmed transfer. Team size may include support staff. A missing effective date means it was not established from the available evidence.
Sources & evidence
InvestmentNews ↗Oct 16, 2026 · Reporting
This record is supported by reporting. It has not been independently corroborated by a linked registration observation.
Record history
4 observations consolidated into one event.
Oct 17, 2026Source evidence reconciled