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Prime Capital Financial

OVERLAND PARK, KS

CRD: 288712

In network coverage since October 4, 2026 · 16+ stories

$39.1BRegulatory AUMSEC Form ADV · Oct 17

460EmployeesForm ADV

2Deals on our tracker

+1Talent net · 12 months1 in · 0 out

Regulatory AUM · Aug 22 – Oct 17

Observed recruiting events · 12 monthsOn the wire →

Net +1 · 1 incoming events · 0 outgoing events

Arrivals

Oct 7 · from Edelman Financial Engines

Departures

None tracked.

Deal recordFull tracker →

Jul 31, 26Deal closedCarlyle · Abry Partners

Jul 31, 26Deal closedCarlyle · Abry Partners

Network coverage

Moves

RBC hires Shawn Bernhard for Texas South; DPL names two

Mark Forman and Kendal Wetzel join the commission-free annuity platform as it approaches $7 billion in assets under administration.

investments · Oct 22SEI to build CITs carrying Carlyle private equity for Basic Capital plans

Data · Oct 15Advisor moves outnumber breakaways about 17 to 1 in our 30-day count

Data · Oct 14UBS logs 91 events in past 30 days; LPL second with 83

The Close · Oct 13JPMorgan asset and wealth revenue rises 14% to $6.9 billion; expenses rise 14%

advisor_note · Oct 13Carlyle takes minority stake in $52B Prime Capital Financial

The Close · Oct 12Carlyle takes a minority stake in Prime Capital Financial, where 170 advisors own equity

Data · Oct 12Advisor moves outnumber breakaways 38 to 1 over the past 30 days

RIA · Oct 12Prime Capital brings in Carlyle as minority investor; 170 advisors own equity

exit · Oct 12Carlyle took a minority stake in Prime Capital Financial, where 170 advisors own equity

Moves · Oct 12UBS leads 30-day advisor departures; Cetera Planning Partners leads arrivals

Data · Oct 10UBS tops 30-day advisor activity; 1,838 moves and 35 breakaways logged

the_wrap · Oct 5Three advisor teams land at Cetera, LPL and Wells Fargo FiNet

The Close · Oct 4Cetera Planning Partners adds advisors from The Retirement Planning Group as recruiting outruns deals

Data · Oct 4RFG Advisory leads wealth management activity as advisor moves nearly triple deal announcements

Data · Oct 4Five retirement-focused firms produce 341 market events, more than triple UBS's 97

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