Team move
Rick Bergstrom
Commonwealth Financial Network → Summit Financial Networks
What changed
21-year Commonwealth veteran moved his Tallahassee-based team to Summit in May, citing LPL fit concerns.
- Reported / discovered
- Aug 13, 2026
- Effective
- Not reported
- New role
- Advisor
- Previous role
- Not reported
- Market
- Tallahassee, Fla.
- Reported book
- Not disclosed
- Reported team size
- Not disclosed
- Named people
- 1
Reported book AUM is not a confirmed transfer. Team size may include support staff. A missing effective date means it was not established from the available evidence.
Sources & evidence
The DI Wire ↗Aug 13, 2026 · Reporting
Private Wealth Daily ↗Aug 17, 2026 · Reporting
This record is supported by reporting. It has not been independently corroborated by a linked registration observation.
Record history
3 observations consolidated into one event.
Oct 2, 2026Source evidence reconciled