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SEC

In PWD coverage since August 17, 2026 · 13 stories

+1Talent net · 12 months1 in · 0 out

Talent flow · 12 monthsOn the wire →

Net +1 · 1 arrivals · 0 departures

Arrivals

Aug 14 · from William Blair

Departures

None tracked.

PWD coverage

the_wrap

Norway and Exxon Move Climate Disclosure Fight Into Legal Process

Disclosure disputes now run through arbitration and courts, a shift with consequences for wealth managers.

The Close · Aug 19SEC's AI exam is a governance audit

etps · Aug 19Neuberger Berman puts a credit fund on Securitize's rails

policy · Aug 19ISSB moves off seed money with a five-year plan

practice · Aug 18Finra proposes a ten-day pause on suspicious account moves

distribution · Aug 18SEC preemption plan splits fund sponsors and state regulators

tokenization · Aug 18BIS's Agorá selects 41 institutions for tokenized payments test

policy · Aug 18Seven asset owners from five countries push back on SEC climate rollback

tokenization · Aug 18Standard Chartered's HKDAP stablecoin enters beta on licensed exchanges

tokenization · Aug 18SEC delays tokenized-securities exemption after White House and SIFMA pushback

funds · Aug 18LSTA filed a 2012 comment on the SEC's securitization conflicts rule

Filings · Aug 18FINRA asks SEC to double fraud-hold window to 10 business days

the_wrap · Aug 17Franklin Templeton's tokenized money fund gets a custody green light

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