bank

RBC Capital Markets

NEW YORK, NY

CRD: 31194

In network coverage since August 18, 2026 · 9 stories

$310BRegulatory AUMSEC Form ADV · Oct 17

8,781EmployeesForm ADV

-3Talent net · 12 months0 in · 3 out

Regulatory AUM · Aug 22 – Oct 17

Observed recruiting events · 12 monthsOn the wire →

Net -3 · 0 incoming events · 3 outgoing events

Arrivals

None tracked.

Departures

The GEN Group

Oct 15 · to Ameriprise Financial

Chad Lewis

Oct 15 · to Ameriprise Financial

Vantage Axia Wealth

Oct 15 · to Ameriprise Financial

Network coverage

active

PRIMECAP plans Wednesday launch of first ETF, POMG, at 0.68%

The PRIMECAP Odyssey Discovery ETF will trade on NYSE Arca and aims to beat the Russell Midcap Growth Index over three to five years, per its prospectus.

the_tape · Oct 21ETP launches reach 1,159 by Oct. 20; Nasdaq lists five new ETFs

launches · Oct 20Nasdaq to list three Allspring and two Thrivent ETFs on Oct. 21

move · Oct 16Ameriprise adds three RBC teams with $1.2 billion; Wells Fargo adds $900 million

Moves · Oct 16Ameriprise recruits three RBC teams with nearly $1.2B and Wells adds nearly $900M

Moves · Oct 14Truxton Wealth hires Ralph Linn as senior vice president, portfolio manager

Deals & PE · Sep 28Brixmor to buy 23 Slate Grocery centers for $636M; Everview JV takes 92

liquidity · Sep 4VineBrook Tender Prices Nontraded Exit at 37% Discount

Deals & PE · Aug 18Goldman Sachs to acquire LCN Capital Partners for up to $410 million