ETF PROAI
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Lisa M. Gomez

In PWD coverage since August 20, 2026 · 2 stories
PWD coverage
RIA

Pontera lets advisors recommend 401(k) trades without executing them

A guided workflow has clients execute the recommended trades themselves, giving advisors a way to serve 401(k) money that never shows up on a custodian statement.
THE DESK BRIEF

Flows, fee cuts, and closure risk on the funds you watch — every trading morning.