custodian

Charles Schwab

In PWD coverage since August 14, 2026 · 16+ stories

2Deals on our tracker

-3Talent net · 12 months0 in · 3 out

Talent flow · 12 monthsOn the wire →

Net -3 · 0 arrivals · 3 departures

Arrivals

None tracked.

Departures

Aug 14 · to Raymond James

Michelle Sovcik

Aug 14 · to Hightower

Aug 14 · to Raymond James

Deal recordFull tracker →

Aug 16, 26Deal announcedZeplyn — coverage

Jul 20, 26Deal closedForge Global

PWD coverage

book

Schwab and Fidelity tighten the door on the $150 billion tax trade

The custodians behind tax-aware long-short accounts are closing off access, and advisers need to reprice the risk in their own books.

practice · Aug 19Schwab's fraud guide hands clients a response checklist

RIA · Aug 19Schwab CEO credits Fidelity retreat for record RIA inflows

move · Aug 18Cetera's fifth channel puts every independence option under one roof

advisers · Aug 18SEI brings Zocks AI to its $2.1 trillion adviser network

RIA · Aug 18Schwab and Morgan Stanley push managed accounts into awkward territory

Data · Aug 17Raymond James presses a two-front talent war, from advisors to custody

Data · Aug 1659 moves, one new office

Deals & PE · Aug 16Goldman's Neos deal puts a price on the race to own product factories

Moves · Aug 16Raymond James pulls a 29-year Schwab veteran into its RIA custody fold

RIA · Aug 14Dallas surpasses New York in financial jobs share

Allocators · Aug 14Rachleff: Retail private funds are 'high-priced junk' amid Schwab Forge push

RIA · Aug 14Raymond James taps Schwab veteran to succeed retiring COO

RIA · Aug 14LPL unveils Latitude AI platform, shares pop 3.2%

RIA · Aug 14Schwab targets $1 trillion in self-directed assets for its RIA

RIA · Aug 14Goldman Sachs launches long/short SMA push for RIAs

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